Today’s financial services industry operates in an environment characterized by significant regulatory scrutiny. To be compliant, organizations must be aware and adhere to regulations, guidelines, and industry standards as it relates to their vendors, suppliers and third parties.

Regulations have also increased reporting obligations for organizations, which for most can be a logistical nightmare given the sheer number of third parties in financial institutions’ ecosystems. Plus, not all mandates are local: Organizations must keep up with ongoing regulatory changes around the globe or face numerous repercussions, including hefty fines and penalties.

Watch this on-demand webinar with Michael Rasmussen of GRC 20/20 and ProcessUnity as we examine the various financial services regulations worldwide and discuss their impact on your third-party risk management program. Our experts will dive into regulations on operational resiliency, privacy, information security, bribery/corruption, and human rights/modern slavery.


Watch this session to understand the:

  • Breadth and depth of regulations impacting third-party risk programs – domestically and around the world
  • Components of an effective third-party risk program and how to address these regulations
  • Elements of a business case to improve compliance as it relates to third-party management
Ed Thomas
Senior Vice President of Marketing and Sales Operations

Ed Thomas leads ProcessUnity’s marketing team and is responsible for the company’s awareness, demand generation and thought-leadership programs. In his marketing and sales operations roles at ProcessUnity, Cura Software Solutions and OpenPages (now IBM), Ed has helped hundreds of organizations streamline their risk and compliance programs using next-generation automation tools..

Naomi Phaneuf
Senior Marketing Programs Manager

Naomi is a Senior Marketing Programs Manager at ProcessUnity and is responsible for thought-leadership and best practice programs.

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NOTE: Due to the confidential content in this webinar, only valid corporate email addresses will be accepted.